Compliance officer (CF10 /11) - hedge fund

  • Circa £100k, significant bonus
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Mirage Recruitment
  • 11 sept. 17

An established fund that has an institutional client base and a good track record is looking to appoint an experienced compliance professional to the team. NB – we need to hire someone whom has held CF10 & CF11 designations previously for an investment manager.

The fund has a grown-up & relaxed culture where most individuals have a level of experience and are used to working at their own direction.

This position has come about as a result of the in house legal counsel becoming overly stretched.

Senior management also feels that it is important to have a separate compliance offer from an investor standpoint.

This is a stand-alone compliance officer role with full CF10 CF11 responsibility.

You will need a level of experience and the capacity to; have significant responsibility, make decisions, work at your own initiative, interact credibly with senior people internally & externally, sign off on marketing materials, supervise compliance consultants, improve procedures etc,

This is a small business, you will not have a team of juniors, and you will need to be happy with less glamourous aspects (reporting etc), albeit with some administrative support.

This fund are not making 1000’s of trades a day, the nature of the work should be both varied and interesting, the importance of the work is high in the view of management.

As a result we are interested in speaking to experienced compliance professionals whom are interesting in working sensible hours in a smaller environment.

This is great opportunity for somebody with a good amount of experience to take on some significant responsibility & make a positive contribution.

In return for your efforts you will be well rewarded with a respectable base salary & significant bonus potential.

Should you feel that this could be of interest and that you have the skills and experience required, please make contact to discuss.