Compliance officer (CF10 /11) - hedge fund
- Circa £100k, significant bonus
- Londres, Angleterre, Royaume-Uni
- CDI, Plein-temps
- Mirage Recruitment
- 11 sept. 17
An established fund that has an institutional client base and a good track record is looking to appoint an experienced compliance professional to the team. NB – we need to hire someone whom has held CF10 & CF11 designations previously for an investment manager.
The fund has a grown-up & relaxed culture where most individuals have a level of experience and are used to working at their own direction.
This position has come about as a result of the in house legal counsel becoming overly stretched.
Senior management also feels that it is important to have a separate compliance offer from an investor standpoint.
This is a stand-alone compliance officer role with full CF10 CF11 responsibility.
You will need a level of experience and the capacity to; have significant responsibility, make decisions, work at your own initiative, interact credibly with senior people internally & externally, sign off on marketing materials, supervise compliance consultants, improve procedures etc,
This is a small business, you will not have a team of juniors, and you will need to be happy with less glamourous aspects (reporting etc), albeit with some administrative support.
This fund are not making 1000’s of trades a day, the nature of the work should be both varied and interesting, the importance of the work is high in the view of management.
As a result we are interested in speaking to experienced compliance professionals whom are interesting in working sensible hours in a smaller environment.
This is great opportunity for somebody with a good amount of experience to take on some significant responsibility & make a positive contribution.
In return for your efforts you will be well rewarded with a respectable base salary & significant bonus potential.
Should you feel that this could be of interest and that you have the skills and experience required, please make contact to discuss.