Senior Compliance Manager Senior Compliance Manager …

Hudson Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 24 Sep 19
Negotiable
Hudson Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Festanstellung, Vollzeit
Letzte Bewerbung, 24 Sep 19
Negotiable
***

Reference No. HK65879

Job Title: Senior Compliance Manager

The Company

Our client is a market leading financial services firm in China with business coverage in multiple sectors including brokerage, asset management, IDB & PE etc. across the country's major cities. They are currently looking for talent to take up the role of Senior Compliance Manager to support their business in Hong Kong office.

Responsibilities

  • Manage and handle SFC license related matters and enquiries and coordinate and communicate with regulatory officials and different stakeholders accordingly;
  • Provide advisory services regarding compliance matters to internal departments and staff;
  • Supervise and manage the firm complaint office and ensure all complaints received are handled properly in accordance to regulatory and internal requirements;
  • Formulate, review and enhance internal compliance policy and procedure;
  • Provide regular compliance training to internal staff;
  • Take up ad hoc projects as assigned

Requirements

  • University graduate majoring in Accounting, Finance, Law, Risk or related disciplines
  • Minimum 5 years compliance experiences in financial sector, experiences in Chinese securities firm is a plus
  • Preferably with investment banking experiences
  • Solid knowledge in SFC regulations in relations to type 1, 2, 4, 5, 6 and 9 regulated activities
  • Strong problem solving and analytical skill
  • Self-motivated, able to work under pressure, multitasking, detail oriented and willing to take on challenges
  • Strong leadership and interpersonal skills to communicate effectively with all levels
  • Excellent command of written and spoken English and Chinese, fluency in Putonghua

To apply please click on the "Apply" button or contact Steven Sin at Steven.Sin@jobs.hudson.com quoting ref no. HK65879. Your interest will be treated in strict confidence.

Close
Loading...