Our Client is a technology-driven, diversified principal trading firm. They trade their own capital at their own risk, across a broad range of asset classes, instruments and strategies, in financial markets around the world. As the markets have evolved over the past 25 years, so has the firm – maximizing opportunities to include real estate, cryptoassets and venture capital. Being a global firm they work together to solve complex problems, challenge consensus and deliver meaningful results. It’s a place of high expectations, deep curiosity and thoughtful collaboration.
As the markets have evolved over the past 25 years, so has the firm – maximizing opportunities to include real estate, cryptoassets and venture capital. Being a global firm they work together to solve complex problems, challenge consensus and deliver meaningful results. It’s a place of high expectations, deep curiosity and thoughtful collaboration.
As a Compliance Data Analyst, you’ll be responsible for managing compliance data sets and delivering regular reports on a wide variety of compliance and regulatory matters. You’ll communicate and collaborate closely with a variety of internal teams and external parties, including compliance officers, software engineers, regulators, brokers and clearing firms.
What you’ll do:
- Ensure correct and timely delivery of transaction reports to various EU regulators on behalf of DRW entities
- Maintain financial instruments data relating to regulations and exemptions
- Reconcile data reported to regulators against the firm's records
- Contribute to the development of new processes to meet any new reporting requirements
- Continually refine and optimise processes for handling Compliance data
What we’re looking for:
- Experience managing large data sets
- Strong attention to detail
- Broad knowledge of financial markets and previous experience working in financial services
- Strong analytical abilities; previous experience improving speed/resilience/robustness of processes, either through better design or increased automation
Bonus Points for:
- Programming experience (Python, VBA)
- Experience working in a trading, brokerage or trading venue environment
- Knowledge of any of the following regulations: MiFID II, MiFIR, EMIR, SFTR
- Experience with transaction reporting
