Compliance Policy Manager - Wealth

London, England, Großbritannien

I am currently recruiting a Compliance Policy Manager for a well-respected Wealth Management firm based in London.  Reporting directly into the Head of Compliance this is an excellent opportunity to further your career in an exciting and stable environment.


Key responsibilities;

  • Provide clear and consistent technical advice and guidance to the business
  • Keep on top of front office related regulatory change with regular updates to the business and formation of new policy.
  • Overseeing review and amendments for compliance policy.
  • Aiding the Head of Compliance in adhoc duties.


Key skills;

  • UK regulatory wealth management or private banking experience.
  • Strong FCA Handbook knowledge
  • Good product and investment management services knowledge.
  • Experience of COLL funds and Platform business would be an advantage.
  • MUST HAVE excellent written and verbal communication skills
  • Proactive, self-supportive and motivated in the development of a positive compliance culture.
  • Able to present to senior management.