Compliance Analyst- Rule Automation

  • Competitive
  • Newport Beach, CA, États-Unis
  • CDI, Plein-temps
  • Pimco
  • 24 nov. 17 2017-11-24

Compliance Analyst- Rule Automation

Position Description

This is a challenging and exciting opportunity to work within the Legal & Compliance department, supporting PIMCO's proprietary compliance system. The Rule Automation Team is responsible for automating the various client, regulatory and internal rules and ensuring that all of these guidelines are correctly coded within the compliance system. Analysts will have broad exposure to the entire investment guideline compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including Technology, Investment Compliance, Regulatory Compliance and the Trade Floor to foster career growth.
RESPONSIBILITIES:

    • Create, automate and maintain compliance rules based on investment guidelines and regulations
    • Ensure that the guideline interpretations of accounts' restrictions are accurately reflected in the compliance system
    • Participate in numerous analytical/technical ad hoc projects aimed at automating account guideline compliance
    • Research and address various inquiries regarding the status or functionality of compliance rules
      Test and implement new functionality within the compliance system

Position Requirements

  • Bachelor's Degree in Accounting, Business, Finance or Economics is preferred
  • Experience with coding in a compliance system is ideal
  • Strong working knowledge of fixed income instruments
  • Must have intermediate/advanced working knowledge of MS Excel
  • Experience with SQL, Business Objects and Bloomberg is preferred
  • Strong analytical ability and excellent attention to detail
  • Effective verbal and written communication skills
  • Ability to work in a team environment is essential
  • Must be capable of managing multiple tasks with tight deadlines
  • Possess strong problem solving ability

PERSONAL CHARACTERISTICS:
  • Honesty and integrity
  • Well organized and a self-starter
  • Ability to adapt and shift priorities
  • Flourish in a challenging, fast-paced and professional environment


We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class.