• Negotiable
  • Shanghai, Chine
  • CDI, Plein-temps
  • Standard Chartered Bank China
  • 12 oct. 17

In Business Control Head

  • Lieu de travail : Shanghai, Chine
  • Salaire : Negotiable
  • Type de contrat : Plein-temps

Please view Job Description for details.

Scope of Role:
  • Take in charge of the CA related control & process, review compliance with both internal policies and external regulations and ensure all time audit readiness, manage high quality of control implementation and reinforcement, early issue detection and rectification


Key Roles and Responsibilities

Responsibilities/Challenges:
  • Review and enhance the process to lift the quality assurance on business including PL, Cards and Mortgage.
  • Take lead on all audits countrywide within CA, guide the team to be internal audit ready ,early involvement with subject audited cities on audit progress, and raise early flag to CA Head and related department heads on any early potential high risk issues, conduct fact finding and coordinate acute and factual response to audit enquiries
  • Joint work with CEPG and BORM, Implement multiple initiatives to detect high risk and fraudulent applications, on sight review and inspection in sales areas
  • Monitor and feedback control implementation in CA business including PL, Cards and mortgage, conduct self assessment of policy & implementation risks and recommend enhancements to mitigate
  • Conduct advocacy in CA, coordinate with Conduct Team on sales control review covering key control items, education, surveillance & local disciplinary process and results on the ground
  • Handle conduct issues and implement corrective measures
  • To lead, enforce and keep track timely completion of all corrective actions as requested with regard to all examinations of branch control & conduct, stemmed from both IA and Regulators
  • To safeguard high compliance and control standards as required in the Client Acquisition Ecosystem


Qualifications and Skills

Selection Criteria:
  • University graduate with 8-10 years of solid experience in operation control, compliance, process management position of bank and/or other retailers in China
  • Thorough understanding of retail bank businesses and branch operation model
  • Strong organizational and administrative skills
  • Strong ability to work under tight deadline and high pressure, particularly in terms of process reinforcement, issue rectification
  • A caring people manager who can engage the team to also work under pressure and tight deadline
  • Strong communications/presentation and stakeholders management skills to work with people from different functions, background and levels
  • Self-starter with ability to multi-task and strong leadership skill in leading the direct reports as well as key stakeholders
  • Excellent command of English & Mandarin


Diversity and Inclusion

Standard Chartered is committed to diversity and inclusion. We believe that a work environment which embraces diversity will enable us to get the best out of the broadest spectrum of people to sustain strong business performance and competitive advantage. By building an inclusive culture, each employee can develop a sense of belonging, and have the opportunity to maximise their personal potential.