AVP- Client Onboarding

  • Negotiable
  • Hong Kong
  • CDI, Plein-temps
  • ConnectedGroup Limited
  • 23 nov. 17 2017-11-23

* Leading Chinese Investment Bank * Growing Environment * Competitive Remuneration

Our client, a leading Chinese Investment Bank, is looking for an AVP for client onboarding team to strength the function and cope with the expansion.


Responsibilities:

  • Manage on-boarding processes of Global Markets, Investment banking and Asset Management clients to collect Client Due Diligence Information and reviewing account opening documents.
  • Perform KYC and AML check on customer account documentation to ensure full compliance with rules and regulations
  • Administer on-going KYC review maintenance of account documentation and other account servicing functions
  • Provide advice and guidance to front line staff regarding inquiries on KYC requirements; liaise with AMLO where necessary
  • Conduct regular and ad-hoc compliance sanction screening of all customer accounts; identify suspicious name hit and execute appropriate actions accordingly
  • Formulate, implement and review Policy and Procedures on regulatory compliance of customer account and administration
  • Identify training and development needs of staff members and deliver training session on KYC, AML or any other regulatory requirements for front line and back office staff



Requirements:

  • University graduated in Finance, Business Administration or relevant disciplines.
  • Minimum 5 years experience in customer account administration and KYC from banking industry.
  • Well versed in AML & KYC regulatory requirements and practice
  • Holder of SFC license 1 is preferable
  • Excellent analytical, problem solving and decision making skills
  • Excellent communication and interpersonal skills.
  • Fluency in written and spoken English and Chinese (both Cantonese and Mandarin).