AVP, Operational Risk

  • Bonus
  • Hong Kong
  • CDI, Plein-temps
  • Profile Search & Selection Hong Kong
  • 11 déc. 17 2017-12-11

Our client is an international bank who is looking for an operational risk professional to work within the front office risk team. Reporting to the head of risk you will work with a team of four within global markets.

Responsibilities:

Operational Risk management:

  • Analysis, monitoring and reporting of incidents
  • Construction and coordination of risk mitigating actions
  • Risk assessment of activities based on process analysis

Control coordination:

  • Analysis of permanent control framework, creation and monitoring of key risk indicators, identification of areas of improvement, maintenance and improvement of front office control reporting tool
  • Contribution to control performance in specific areas
  • Coordination for the Metier of specific projects related to Permanent Controls or Regulatory topics (eg. Risk Monitoring tools, Trading mandates, Business Continuity…)
  • Contribution to Front Office Procedures management and update
  • Follow-up of Inspection Generale / Internal Audit and Regulators missions: coordination of answers, definition of action plans and coordination of implementation

Risk awareness:

  • Advisory and promotion of best practices, organization of trainings for Front Office, Operations and IT

Reporting & governance:

  • Preparation or contribution to global and local committees
  • Production of reports on a regular and ad-hoc basis for internal and external recipients

Approval of New Activities

  • Coordination of the approval process
  • Quality review of documentation proposed by business
  • Coordination of analysis by partners, organization of validation committee and writing of minutes
  • Follow-up of conditions completion and transaction status

The ideal candidate will have a least 4 years experience working in an international investment bank with experience and understanding of the front to back trading / sales process and risk and controls needed for the front office.