Assistant Manager/Manager, Compliance Review

  • 30K+
  • Hong Kong
  • CDI, Plein-temps
  • PeopleSearch
  • 17 nov. 17 2017-11-17

Our client is an Asian bank, seeking for Assistant Manager/Manager, Compliance Review. As part of their continuous growth, an outstanding opportunity has arisen for a high calibre candidate to join their bank.

RESPONSIBILITIES

  • Conduct compliance review on operations of the Bank to ensure compliance with internal policies/guidelines as well as external regulatory requirements
  • Design the reporting templates to be completed on a regular basis
  • Report the compliance status to senior management
  • Proactively identify, assess, report and mitigate the compliance risks of local operations
  • Assist in providing trainings on compliance issues to all relevant staff
  • Assist in managing compliance-initiated projects such as FATCA, CRS and implementation of new system if necessary

 

 

REQUIREMENTS

  • Degree holder in Business Administration, Risk Management, Law or related disciplines
  • 3+ years of compliance experience, with exposure to banking operations
  • Strong understanding of banking products and operations, preferably with knowledge in wealth management or private banking business
  • Good knowledge of regulatory regime
  • Experience in dealing with HKMA regulators preferred
  • Responsible and detail-minded with good analytical and communication skills

 

 

 

Interested Applicants please send your full resume (in Word format) together with present and expected salary to

sammychan@pplesearch.com.

 

 

 

**Only shortlisted candidates will be contacted for a more detailed discussion**