Assistant Manager, Sanctions Quality Assurance - Financial Crime Risk

  • Competitive
  • Hong Kong Hong Kong Hong Kong HK
  • CDI, Plein-temps
  • HSBC
  • 22 juin 18 2018-06-22

Assistant Manager, Sanctions Quality Assurance - Financial Crime Risk

Some careers grow faster than others.
If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential.

Financial Crime Risk is a Global Function that brings together all areas of financial crime risk management at HSBC and is dedicated to implementing the most effective global standards to combat financial crime. The function has been set up in a way that enables us to build on our achievements in managing financial crime risk effectively across the bank and continue to strengthen financial crime detection, anti-money laundering, sanctions and anti-bribery and corruption compliance.

We are currently seeking a high caliber professional to join our team as Assistant Manager, Sanctions Quality Assurance.

Principal responsibilities

  • Effectively conduct Quality Assurance of all Regional screening and alert Investigation activity
  • Follow all agreed processes and procedures and ensuring that all items that do not meet agreed standards are escalated through the Regional Quality Assurance Manager and onto Regional Investigations Manager
  • Manage, identify, mitigate and escalate Sanctions risk within Asia pacific in a proactive and continuous manner
  • Ensure that all transactions that are subject to Quality Assurance are completed in accordance with customer dispensations
  • Provide and maintain intrusive scrutiny for all Policy events pertaining to Asia pacific
  • Complete Quality assurance analysis on alert investigations and escalate any identified issues through the appropriate channels
  • Ensure Quality Assurance analysis and that any issues are escalated through the correct channels
  • Provide subject matter expertise to the business units within Global Business Line
  • Challenge and identify any potential Sanctions risk inherent in global line of business decisions and client activity
  • Foster positive and professional working relationships within Financial crime compliance and other Sanctions Teams at a Regional Level
  • Maintain and observe all HSBC control standards including the timely implementation of recommendations made by internal and external auditors and external regulators

  • ​ Risk professional with experience in one or more risk compliance roles, to include Sanctions experience
  • Knowledge of Sanctions regulations and guidance
  • Knowledge of the HSBC Group structure, its business and personnel, and an understanding of HSBC corporate culture
  • Experience within the financial services industry
  • Lateral thinker with an ability to interpret and solve complex issues
  • Proven experience of working within a Quality Assurance role
  • Excellent communicator with strong inter personal and influencing skills
  • High level of English language skills
  • Ability to adapt to change and provide input where necessary
  • Ability to develop practical, cost effective solutions to complex issues

You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

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