Compliance Consultant, Asset Management, Start Immediately

  • Negotiable
  • Hong Kong
  • Intérim, Plein-temps
  • Ambition Hong Kong
  • 02 nov. 17 2017-11-02

Our Client is one of the well recognised Global Banks who is now looking for a high caliber Compliance Consultant to join their team

Our Client is one of the well recognised Global Banks who is now looking for a high caliber Compliance Consultant to join their team


Key Responsibilities:

  • Based in HK, as designated focal point to deal with SFC for all SFO regulated activities pursued by the various business lines, including for instance, licensing related issues, review of marketing materials, fund registration, regulatory advisory and reporting.
  • Closely follow/monitor regulatory developments, specifically those in relation to fund management, trading and the wholesale and institutional marketing activities led by the Asia team, to provide regulatory advice and to ensure proper compliance with relevant regulatory requirements.
  • To provide regulatory advice to sales and marketing, investment managers and traders to ensure proper compliance with relevant regulatory requirements
  • Review fund offering documents, marketing and other promotional materials for compliance with relevant regulatory requirements
  • Develop, implement and monitor procedures and standards related to compliance function including ownership and maintenance of compliance related procedure manuals in accordance with external regulatory developments and internal Group guidelines/policies

Requirements:

  • Bachelor of Laws or related discipline
  • Minimum of five years' regulatory and financial experience
  • Fluency in English, Cantonese and Mandarin (both spoken and written)

Contact Belinda Chan on (852) 3103 4313 or APPLY NOW by clicking the button below

www.ambition.com.hk

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