Compliance Manager, Chinese Securities Firm

  • Bonus
  • Hong Kong
  • CDI, Plein-temps
  • Hudson Hong Kong
  • 25 oct. 17 2017-10-25

An exciting opportunity to join one of the leading securities firms in Hong Kong.

Company Description:

Our client is a full-licensed Chinese securities firm; to cope with their continuous business expansion, they are now recruiting an experienced compliance professional to lead its office in Hong Kong.


  • Perform daily compliance functions
  • Review and maintain internal control framework, compliance policies and procedure; amend when necessary
  • Act as an advisory role to various business units, provide compliance/AML-related guidance and solution
  • Liaise with regulators within the jurisdiction with reference to regulatory and license matters


  • Degree or above in Finance/ Laws or related discipline
  • 7+ years of experience with FIs (preferably with securities firms) or banks
  • Sound compliance knowledge, AML, and regulatory requirements on securities brokerage in Hong Kong
  • Attention-to-details, with strong analytical, communications and computer skills
  • Excellent command in both written and spoken English, Cantonese and Mandarin

To apply please click on the "Apply" button or contact Sarah Tran at quoting ref. no. HK128953 or call +852 2919 6217 for a confidential discussion. Your interest will be treated strict confidence.