Executive Director, Head of Private Banking Compliance

  • Negotiable
  • Hong Kong
  • CDI, Plein-temps
  • Page Executive Hong Kong
  • 16 nov. 17 2017-11-16

A well-established Private Bank is looking for an experienced leader for their compliance function.

Our client is an international financial institution with a well set-up private banking business in the region. They have a strong compliance culture that emphasizes integrity and transparency.

Description

You will be responsible for:

  • Managing the compliance functions and providing real-time advice to the relationship managers and product specialists on compliance policies and regulatory requirements
  • Implementing and reviewing product and client suitability programme
  • Keeping abreast of regulatory changes and updating the compliance policies and procedures accordingly
  • Developing compliance monitoring and self-assessment process to identify compliance gaps
  • Acting as the Manager-In-Charge under the SFC regime and the main contact person for any regulatory inquiries and inspections

Profile

You will be a university graduate with at least 10 years of relevant private banking compliance. You will have excellent knowledge of relevant rules and regulations. Additionally, you will have a good understanding of private banking financial products. You will be fluent in Chinese and English with strong communication and interpersonal skills. Prior managerial experience is essential.

Job Offer

  • Exposure to senior management
  • Attractive package on offer

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Jessy Wong on +852 2848 4706.