Legal and Compliance -Senior Manager

  • Negotiable
  • Hong Kong Hong Kong Hong Kong HK
  • CDI, Plein-temps
  • Elysian Executive Solution
  • 21 mai 18 2018-05-21

Our client is a leading Chinese asset management firm with offices in Hong Kong & Shenzhen. Their compliance team is expanding and looking for candidates with solid compliance experience to join them.

Responsibilities

-         Handle day-to-day legal and compliance duties arising from the company’s daily operations;

-         Liaise with regulators/authorities such as SFC and handle their correspondences;

-         Prepare and review legal documents prepared/received by the company;

-         Prepare fund documentations and service provider agreements for the company;

-         Compile, review and update the policies and manual in compliance with the regulations and guidelines of the SFO;

-         Monitor changes in regulatory and compliance requirements in relevant jurisdictions;

-         Perform ad hoc duties as assigned

 

Job Requirements

-         Degree holder in Laws or related disciplines;

-         Minimum of 5 years’ compliance experience in financial institutions, preferably in asset management and securities industry;

-         Good knowledge in listing rules, SFC regulations, other relevant regulatory rules and regulations;

-         Good knowledge in existing rules and regulations of Type 1, 4 & 9;

-         Strong interpersonal & communication skills with an appetite to work within a multicultural group organization;

-         Strong command of both written and spoken English and Chinese (Cantonese and Mandarin);

-         Immediate availability is highly preferred

 

Interested candidates are invited to email your detailed resume and expected salary to us.