Research Compliance- Equities (130k/month, 6 months contract)

  • HKD100000.00 - HKD130000.00 per month
  • Hong Kong
  • CDD, Plein-temps
  • Hays Banking & Financial Services Hong Kong
  • 11 déc. 17 2017-12-11

Top-tier investment bank searching for a Compliance Research (Equities), starting with a 6-months contract.

Your new company
A top-tier investment bank is now search for an APAC Research Compliance to join their team, starting with a 6-months contract.

Your new role
You role is to ensure compliance with regulations, policies and procedures that are applicable on the Global Research business in APAC. The major responsibilities include:

Research Compliance advisory- Provide guidance and analysis on new Research business initiatives within APAC.

Regulatory and policy management- Take the lead and co-coordinating with respective Country Compliance colleagues for local regulatory input on Global Research policies.

Implementation of the Compliance Risk Program- Assist with the development of Monitoring & Testing items for the APAC Research Compliance Program from a local and global perspective.

What you'll need to succeed
You will have minimum 5 years of relevant Equities Compliance experience, in addition relevant working experience in HKMA and SFC is preferred.

What you'll get in return
This position will start with a 6-months contract with salary up to 130k/month.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV to, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.