Responsible Officer (Type 1)

  • $40,000 + Discretionary Bonus
  • Hong Kong
  • CDI, Plein-temps
  • One Arrow Consulting
  • 23 nov. 17 2017-11-23

Our client is one of the fastest growing top-tier securities firm in APAC with great focus in being the market leader by constantly incorporating new technology into their process. Due to positive results and continuous expansion, they are currently looking for an experienced Responsible Officer, SFC Type 1 to join their well-established team. The ideal candidate will have minimum of 3 years of experience in margin services.

Reporting directly to the chariman, you will act as the Responsible Officer for SFC Type 1 licensing, assisting the firm to grow further. Your main duties will include account opening procedures, conducting securities trading, review and updating operations procedures to enhance productivity and effectiveness. In addition you will also be responsible for supervising and monitoring daily operations for SFC regulated activities.


To qualify, individuals must possess:

  • Holder of SFC Responsible Officer license for Type 1
  • Minimum 3 years experience in dealing or customer services for margin
  • Strong communication and interpersonal skills would be advantageous
  • Fluent in English and Cantonese


Our client offers an attractive remuneration package, generous fringe benefits as well as excellent opportunities for career advancement. Interested candidates please send your application to: nelson.leung@