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Risk Control Group (RCG) Analyst

Morgan Stanley
Hong Kong
Mise en ligne il y a 6 jours CDI Competitive
Risk Control Group (RCG) Analyst

The Risk Control Group (RCG) provides oversight of regulatory and firm requirements for supervision, Surveillance, entitlements, information security and supplier risk programs by performing in-depth assessments and implementing consistent programmatic coverage globally for Fixed Income, Commodities, Bank Resource Management and Institutional Equity. The team seeks to ensure front-office compliance with all applicable rules and regulations governing the firm, as well as adherence to internal standards, controls and policies. RCG members are part of the S&T Non-Market Risk structure.

The RCG team fulfills a front office advisory role as the first line of defense. The scope includes escalation, oversight, project execution, control ownership and is the default owner for many division-wide audit and regulatory issues. RCG employees act as a delegate for supervisors and other business owners. RCG is looking for an analyst to support projects and day-to-day tasks as applicable.

Key Roles and Responsibilities
  • Servicing the Sales and traders to apply the risk control framework.
  • Reviewing surveillance reports/system and following escalation procedures.
  • Review of system entitlements and analyzing appropriate access.
  • Providing local support and oversight of outsourced processes and ensuring data accuracy for population management.
  • Manage escalations on Non-Market Abuse (NMA) trade surveillance.
  • Ability to build strong relationships with Business, Compliance and Technology stakeholders across the region to drive continuous improvement on Risk governance.
  • Promote risk education and awareness and provide management summaries as appropriate
  • Engaging with Sales and Trading contacts and other stakeholders to build awareness of RCG's continued focus on proactive and effective surveillance and supervision.
Référence  3221367
À PROPOS DE CETTE ENTREPRISE
Hong Kong
68000 Collaborateurs Banque d'affaires / M & A

Morgan Stanley has earned a worldwide reputation for the excellence of its advice and execution in financial markets. With offices in more than 41 countries, the firm is truly global-and a market leader in the U.S., Europe and Asia as well as in emerging markets. Morgan Stanley's success rests on the talents and passion of our people, who share a common set of values and bring excellence and integrity to everything they do. We seek to grow long-term relationships by virtue of our consistently rigorous thinking and the unsurpassed access to financial markets that Morgan Stanley can bring. This means providing leadership in specific areas such as investment banking, debt and equity underwriting, research, and sales and trading. We also focus increasingly on creating custom-tailored solutions that cut across functions to help our clients realize new opportunities and solve complex problems. Our aim is to be the first choice of everyone who deals in financial markets, whether as prospective clients, employees or investors.

We believe our greatest asset is our people. At Morgan Stanley, you’ll find trusted colleagues, committed mentors and a culture that values diverse perspectives, individual intellect and cross-collaboration. Visit https://www.morganstanley.com/people to discover who we are and the right opportunity for you.

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