• CDI, Plein-temps
  • DO Recruitment Advisors
  • 20 mai 19

Regulatory Compliance Manager (M/F)

  • Ettlebruk, Diekirch, Luxembourg
  • Negotiable
  • Plein-temps

one of our client, a well-known financial institution, is currently recruiting a Regulatory Compliance Manager. We are looking for a candidate with at least 5 years of experience in Luxembourg with strong knowledge of regulatory compliance matters and confident interaction with the regulators. English is essential, French is a huge advantage.

Regulatory Compliance Manager (M/F)


THE ROLE

Reporting to the Head of RC, the RC Manager will perform Regulatory Compliance coverage for the different entities in Luxembourg.

The main responsibilities of the role are the following:

  • Mitigating the risk of operational losses (e.g. regulatory fines) through 1) providing proactive Compliance support and advice to the business; 2) identifying and assessing business regulatory and compliance function risks; and 3) the development and implementation of a risk based Compliance Monitoring and Review Plan.
  • Set strategic policies that ensure local exposure to compliance and regulatory risk is managed in a commercially sensitive and practical manner whilst maintaining adherence to the letter and the spirit of all relevant laws, rules and codes with which the business has to comply.
  • Support local senior management in the execution of business and operational strategies and initiatives; advising on all compliance aspects associated with transactions, projects or initiatives.
  • Support the local, regional and Group Compliance Functions in managing all material regulatory/compliance issues that arise, in RC;
  • Fostering a compliance culture and optimizing relations with regulators


THE CANDIDATE PROFILE

  • University graduate,
  • 5 years' experience as a compliance manager or equivalent within a global firm, in the financial services industry.
  • Experience of dealing with regulatory matters and confident interaction with regulators.
  • Dynamic, enthusiastic and self-motivated person with a naturally proactive approach;
  • Excellent communication and inter-personal skills
  • A legal or formal accountancy qualification or background in one of these as risk or audit discipline
  • Excellent knowledge of Word and Excel (Access is a pro);
  • Fluency in English required, French and/or another European language desired.


THE CLIENT

Our client is a well known financial institution.
.