Compliance Manager Compliance Manager …

Riverbank SA
à Luxembourg
CDI, Plein-temps
Dernière candidature, 21 juil. 21
Riverbank SA
à Luxembourg
CDI, Plein-temps
Dernière candidature, 21 juil. 21
Diffusée par:
Susanne Schramm • Recruiter
Riverbank SA
Diffusée par:
Susanne Schramm
RiverBank is hiring a Compliance Manager for its Luxembourg office

RiverBank is a specialised lender dedicated to financing Small and Medium Enterprises and Real Estate firms in the Netherlands, Germany and France. RiverBank operates under a full European Banking License allowing to cover all European countries.

RiverBank’s mission is to combine the best of the fintech and banking world. As experienced bankers, we commit the bank's balance sheet to grant loans which we analyse using a fundamental credit approach. As a fintech player, we digitally source, process and monitor the loans. Riverbank is growing fast both organically and through acquisitions.

As a young company, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team work. RiverBank will offer an entrepreneurial environment within the regulatory banking framework - a place for people to learn, to achieve and grow. Our culture will promote diversity and individual perspectives in an international environment, represented by more than 10 nationalities.

The Compliance function guides the business through internal and external change and assists management in ensuring compliance with applicable local laws, regulations, business standards, rules of conduct and established industry practices. As a 'trusted advisor', and proactive and challenging partner to the business, the Compliance function aims to support RiverBank in executing its strategy through the provision of practical advice and a risk-based program. The Compliance function includes 'Compliance Monitoring', 'Financial Crime Compliance', 'Governance and regulatory Compliance'.


Primary Responsibilities

  • Perform independent AML/CTF reviews for high risk new business, capital transactions and business partners
  • Monitor alerts
  • Enhance the AML/CTF risk assessment framework in Luxembourg entity and branches including enhancing local policy requirements and procedures and ensuring that they are embedded within the business area in the region
  • Support relevant audits, regulatory visits, and examinations for financial crime
  • Provide a point of contact for financial crime queries related to complex transactions and high-risk client onboarding
  • Assist the Chief Compliance Officer in SAR/STR investigations and reporting to the Financial Intelligence Unit
  • Execute controls of the Compliance Monitoring Program
  • Help to develop metrics to measure the success of the program and execute governance and management reporting
  • Assist the Chief Compliance Officer in the watch of regulatory changes
  • Assist in the design, implementation and maintenance of a robust Compliance procedural framework
  • Assist the Chief Compliance Officer in developing and rolling out Compliance training programmes for ongoing awareness and preventive culture
  • Participate in Compliance related projects


Required qualifications and experience

  • University degree in business administration or other relevant discipline
  • Ideally between 6 to 10 years of relevant post-qualification experience in a financial institution, consulting company, or international organisation
  • Experience within Testing or QA functions or similar roles would be an advantage
  • Excellent oral and written English skills. Dutch as a language and/or German would be an asset


Skills required

  • You have a knowledge of IT (e.g. data management systems, data quality checks)
  • You demonstrated ability to work in a multicultural environment with a wide range of different stakeholders
  • You work independently, think and act out of the box and take accountability
  • You have a ‘can do’ mentality and are able to embrace challenges in a fast changing and complex environment
  • You have a curious and an innovative mindset
  • You have excellent collaboration skills and ability to work across functional and geographic lines


  • Full time & permanent contract
  • Position based in Luxembourg
  • Under normal conditions, occasional travels may be required within the branches (the Netherlands, Germany and France)
  • A Certificate of good conduct (Casier judiciaire, Polizeiliches Führungszeugnis) will be required in case of positive selection
Descriptif de l'entreprise

RiverBank is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents.

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