Compliance Officer Compliance Officer …

Selby Jennings
à Luxembourg
CDI, Plein-temps
Soyez parmi les premiers à postuler
Negotiable
Selby Jennings
à Luxembourg
CDI, Plein-temps
Soyez parmi les premiers à postuler
Negotiable
A leading digitally driven industry platform for the Global Asset Management Industry and one of the largest third-party management company in the world is seeking a motivated Compliance Officer. This company is well trusted by leading asset managers, pension funds and wealth managers, insurance companies globally, to manage governance, compliance, regulatory, and substance requirements.

A leading digitally driven industry platform for the Global Asset Management Industry and one of the largest third-party management company in the world is seeking a motivated Compliance Officer. This company is well trusted by leading asset managers, pension funds and wealth managers, insurance companies globally, to manage governance, compliance, regulatory, and substance requirements.

Responsibilities:

  • Compliance and regulatory matters
  • Advising as an UCITS ManCo and AIFM
  • Represent compliance function in local, wide working groups and project teams
  • Contribute to compliance monitoring plan
  • Collaborate with the oversight teams to provide analysis of third parties for all compliance related matters and support the on-boarding and due diligence process of investment managers, distributors, and other delegates.
  • Active contribution in developing the local compliance team (training, participating in audits)
  • Develop a robust compliance culture
  • Regular review of the compliance policies and procedures to comply with the relevant regulations
  • Monitoring and identifying regulatory changes and implementation

Required background and skills:

  • 3-5-years experience as a compliance officer in Luxembourg
  • Excellent understanding of the legal and regulatory requirements in Luxembourg for UCITS
  • Outstanding written and oral communication skills
  • Excellent competency to analyse complex compliance and regulatory issues
  • Ability to align individual working style with the needs of clients and the business functions
  • Proactive team player, with the ability to anticipate emerging risks
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