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Compliance Officer, RC

DO Recruitment Advisors Luxembourg
Mise en ligne il y a 11 heures CDI Market related
DO Recruitment is recruiting a Compliance Officer, already approved as RC (responsable du contrôle) by the regulator or someone who aspires to become RC. The mission of the role is to ensure that the business is compliant with all relevant laws and regulations and by the internal rules. As second line of the defence of the branch, the CO will also review employees' work and provide advice on compliance. While the activity is independent, the person will report to the Company's Head of Compliance
COMPLIANCE OFFICER, RC (M/F)

DO Recruitment is recruiting a Compliance Officer, already approved as RC (responsable du contrôle) by the regulator or someone who aspires to become RC. The mission of the role is to ensure that the business is compliant with all relevant laws and regulations and by the internal rules. As second line of the defence of the branch, the CO will also review employees' work and provide advice on compliance. While the activity is independent, the person will report to the Company's Head of Compliance and the Board of Directors.


RESPONSABILITIES:
• Develop and implement an effective legal compliance program
• Create sound internal controls and monitor adherence to them
• Draft and revise company's policies, including AML policies
• Proactive audit processes, practices, and documents to identify weaknesses
• Evaluate business activities (e.g. investments) to assess compliance and AML risk
• Collaborate with internal and external auditors
• Set plans to manage a crisis or compliance violation
• Educate and train employees on regulations and industry practices
• Address employee concerns or questions on legal compliance and AML
• Keep abreast of internal standards and business goals

THE PROFILE:
• Master's degree in legal, economics, finance, business administration or related field
• Proven experience of at least 4-5 years as a Compliance Officer or Internal Auditor
• Experience in risk management
• Knowledge of legal requirements and controls (AML) and the regulatory obligations for a Depositary Institution
• The candidate shall also be already approved by the Regulator as AML/RC or should meet the requirements for such approval.
• Familiarity with industry practices and professional standards
• English is mandatory, any other language is an asset

CLIENT:
Our client is a custodian service provider, that is looking to establish its business in Luxembourg, the company is located in Kirchberg and offer great career opportunities.


Référence  JO0000004975
À PROPOS DE CETTE ENTREPRISE
Luxembourg
10 Collaborateurs Ressources humaines
In 2008, DO Recruitment Advisors was established by Nathalie Delebois and Sinéad O'Donnell (hence the D & the O!). Having both spent our entire workin...
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