Fund Governance & Oversight Analyst Fund Governance & Oversight Analyst …

Wellington Management Company, LLP
à Luxembourg
CDI, Plein-temps
Dernière candidature, 15 juin 21
Competitive
Wellington Management Company, LLP
à Luxembourg
CDI, Plein-temps
Dernière candidature, 15 juin 21
Competitive
Fund Governance & Oversight Analyst
WELLINGTON MANAGEMENT

Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.

POSITION

The Company

Tracing our roots to 1928, Wellington Management is one of the world's largest independent investment management firms. With US$1 trillion in assets under management as of 31 December 2020, we serve as a trusted adviser to clients in over 60+ countries. Our innovative investment solutions are built on the strength of proprietary, independent research and span nearly all segments of the global capital markets, including equity, fixed income, multi-asset, and alternative strategies. As a private partnership whose sole business is investment management, our long-term views and interests are aligned with those of our clients. We are committed to attracting a talented and diverse workforce, and to fostering an open, collaborative culture of inclusivity because we believe multiple perspectives lead to more informed investment and business decisions. As an Equal Opportunity Employer, we welcome people with diverse life experiences, fresh ideas, and specialised subject-matter expertise.

The Investment Product and Fund Strategies group is responsible for product management to include Wellington Management's sponsored fund ranges (including UCITS and AIFs) across equity, fixed income, multi-asset, and alternative strategies, globally. As of 31 December 2020, Wellington Management Fund's (WMF) Global fund businesses comprised of ~80 funds domiciled in various jurisdictions with assets of US$57 billion from institutional and distribution fund investors in many countries.

Position

Based in our Luxembourg Investment Fund Manager (IFM) and working closely with various cross functional teams (typically legal and compliance, fund administration, marketing, product development, tax services and our client group) the Fund Governance and Oversight Analyst will lead and manage the policy and regulatory efforts of the WMF Global business with primary focus on the funds domiciled in Luxembourg and Ireland (UCITS and AIFs). The position will report to the Manager, Fund Governance and Oversight.

Key Responsibilities

Regulation
  • Monitor and review regulatory developments (working closely with colleagues from the legal and compliance teams) and assess the impact on the fund business. Oversee, lead or assist with the implementation of required changes
  • Assist with the ongoing regulatory and compliance obligations of the fund business to include responding to requests from regulators, regulatory health checks, examinations and reviews
  • Be familiar with and ensure adherence to applicable fund and governance laws, regulations and codes, working closely with governance, legal and compliance colleagues
Policies and Conflicts of Interest
  • Develop and maintain certain policies, procedures and best practices and manage the policy framework/process for the fund business
  • Assess and respond to requests for policy exceptions
  • Document fund company conflicts of interest and maintain related registers
  • Ensure business and fund changes are appropriately built into policy and conflict processes
Other
  • Lead or participate in business initiatives, projects and working groups on regulatory, governance and policy matters
  • Assist with certain reporting to committees and boards and attend their meetings as needed
  • Assist with oversight of delegated investment management and related tasks
Qualifications

The successful candidate will have a demonstrated record of progression and achievement working with funds ideally including experience leading or working on regulatory initiatives, fund company policies and other fund governance matters. The candidate will have a capacity for differentiated thinking, a strong work ethic, and the ability to work across teams. In addition, the candidate will have strong English written and verbal communication skills, have the ability to lead and facilitate cross functional projects in a fast-paced, evolving regulatory environment.

Specific qualifications include
  • Seven to ten years of relevant experience in the investment management/funds sector
  • Solid understanding of funds and related regulation to include UCITS and AIFMD
  • Strong academic credentials
  • Excellent interpersonal, verbal and written English communication skills
  • Ability to work independently and across functions
  • Deadline focused, organised self-starter with the ability to manage and prioritise multiple projects and issues
  • Ability to identify, research and resolve unfamiliar issues
  • Strong business judgement, analytical skills and attention to detail
SKILLS

JOB TITLE
Fund Governance & Oversight Analyst

LOCATION
Luxembourg

As an equal opportunity employer, Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law . If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at GMCANINQ@wellington.com .
Wellington Management Company, LLP logo
Offres similaires
Plus d'offres
Close
Loading...
Loading...