Head of Trade Surveillance - Fintech

  • Competitive
  • Luxembourg
  • CDI, Plein-temps
  • Michael Page
  • 17 déc. 18

Head of Trade Surveillance - Fintech

About Our Client

My client is an international financial player developing its activities in Luxembourg.

Job Description

  • Oversee the firm's trade surveillance efforts;
  • Work with the global Trade Surveillance teams to calibrate and implement customer due diligence procedures;
  • Update policies as needed to reflect changes in applicable laws;
  • Assist the firm's in-house counsel in responding to regulatory or enforcement inquiries regarding surveillance policies or issues;
  • Help craft written instructions for programmers and technology staff to comply with applicable trade surveillance guidelines and rules;
  • Draft and implement firm policies and written supervisory procedures;
  • Develop and implement remedial action plans in response to internal and external audit findings.
  • Keep up to date with changes in market conduct regulations and other relevant areas of law and regulations


The Successful Applicant

  • At least 5 years of experience in surveillance of trading operations with a regulatory scope
  • Fluent in English
  • Good knowledge in trading


What's on Offer

  • Develop your skills in an international environment
  • Have an independent position
  • Discover a new financial player in Luxembourg