Senior Compliance Officer Senior Compliance Officer …

Selby Jennings
à Luxembourg
CDI, Plein-temps
Dernière candidature, 20 oct. 21
Negotiable
Selby Jennings
à Luxembourg
CDI, Plein-temps
Dernière candidature, 20 oct. 21
Negotiable
If you are seeking to join one of the leading Suisse Asset Managers in Europe, do not hesitate to look further. You will be overseeing all Compliance risks and regulations within the Manco across Madrid, Milan and Luxembourg. You will be supporting the CEO on ensuring that the day to day activities comply with all relevant regulatory frameworks. This opportunity will give you the ability to work on a European platform and to work along side some of the best talent in the investment space.

As a Senior Compliance Officer, you will be:
*Managing and update of the firm's compliance governance and policies
*Conducting customer due diligence on Private clients
*Performing ongoing monitoring of the business relationship
*Setting up and guiding monthly and quarterly compliance forums
*Participating and reporting to the conducting and board of directors meeting
*Assessment of the AML/CTF risk exposure and its clients
*Providing AML training and different operational training sessions
*Proposing and driving improvements related to changes products and services
*Performing impact assessments and introducing the respective actions where relevant
*Performing investigation reports
*First point of contact with the CSSF
*Ensuring adherence of local and Group Compliance policies & procedures
*Overseeing all business transactions in Madrid, Milan and Luxembourg

As a Senior Compliance Officer, you should have:
*Bachelor's degree in Finance or equivalent
*Minimum of 7 years' experience in either compliance within AIFM or UCITS
*Thorough knowledge of Investment products and their legal and regulatory framework
*Ability to critically verify aspects of wealth management and documentation
*Work independently and as a team

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