Senior Compliance Oversight Officer Senior Compliance Oversight Officer …

Selby Jennings
à Luxembourg
CDI, Plein-temps
Dernière candidature, 14 sept. 21
Negotiable
Selby Jennings
à Luxembourg
CDI, Plein-temps
Dernière candidature, 14 sept. 21
Negotiable
A leading Swiss Asset Manager is seeking a Senior Compliance Oversight Officer to strengthen and develop new processes on oversight of delegated activities in Luxembourg. With around 50 billion of assets under management, our client has developed some of the best investment strategies designed for both institutional clients and third-party distributors. If you are looking to lead and develop an oversight function within one of the finest Asset Managers in Luxembourg - do not hesitate to look further!

A leading Swiss Asset Manager is seeking a Senior Compliance Oversight Officer to strengthen and develop new processes on oversight of delegated activities in Luxembourg. With around 50 billion of assets under management, our client has developed some of the best investment strategies designed for both institutional clients and third-party distributors. If you are looking to lead and develop an oversight function within one of the finest Asset Managers in Luxembourg - do not hesitate to look further!

As a Senior Compliance Oversight Officer, you will be:
* Working closely alongside the Conducting Officer managing the delegated activities
* Liaising with internal and external stakeholders to perform ongoing monitoring on the delegated functions
* Managing compliance and AML risk assessments, primarily, in accordance with Luxembourg requirements
* Contributing to Management and Board Reporting
* Coordinating the onboarding process for new business relationships and review existing intermediaries and clients
* Ensuring collaboration with 2nd line of defence functions (Compliance and Risk Management) in particular in terms of risk-based approach
* Leading internal Oversight and AML training session across Europe

As a Senior Compliance Oversight Officer, you should have:
* A University degree in Law, Finance or equivalent
* Minimum of 5 years' experience in client/intermediary onboarding with sound knowledge of oversight of delegates
* Strong experience in fund investment and distribution activities for UCITS or AIFs
* Strong understanding of the relevant rules and regulations for compliance theme areas, including Marketing, AML/KYC laws, MiFID, FATCA/CRS and Luxembourg's regulations and CSSF Circulars related to Compliance
* Ability to work independently and as a team
* Fluency in English, any other language is an asset

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