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Senior Regulatory Compliance Officer

Selby Jennings Luxembourg
Mise en ligne il y a 12 jours Flexible CDI Negotiable
We are currently representing a renowned Swiss asset management with over CHF 80 billion of AuM. Our client has over 240 years of experience in 9 countries across Europe, employing more than 650 employees. Our client encompass both liquid and real assets, providing access to diverse performance sources.

Role: Senior Regulatory Compliance Officer

Location: Luxembourg

Salary: Competitive and Candidate Dependent

We are currently representing a renowned Swiss asset management with over CHF 80 billion of AuM. Our client has over 240 years of experience in 9 countries across Europe, employing more than 650 employees. Our client encompass both liquid and real assets, providing access to diverse performance sources.

The Role

  • Assist in executing the annual compliance plan.
  • Enhance the role of Compliance as part of the second line of defense.
  • Oversee the implementation of compliance standards by the first line of defense.
  • Maintain and update relevant Compliance registers, logs, and communication channels.
  • Identify and propose improvements for the first and second lines of defense by researching best practices and ongoing development projects.
  • Ensure a strong control environment to maintain ongoing compliance with regulatory standards.
  • Provide operational support and conduct refresher training on compliance-related topics and processes as needed.
  • Aid the Compliance Senior Manager with mandatory regulatory reporting.
  • Perform additional Compliance duties as assigned by the direct superior.

The Candidate

  • At least 5 years of experience in regulatory compliance.
  • Relevant experience within an asset management company.
  • Sound knowledge of AIF and UCITS funds.
  • Fluency in French and English, other European languages will be a plus.
  • Excellent analytical and synthesis abilities, along with independence and teamwork skills.
  • University degree (or equivalent qualification) and ideally with the relevant Compliance or legal qualification.
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Référence  PR/499549
À PROPOS DE CETTE ENTREPRISE
New York, United States
500 Collaborateurs Ressources humaines
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