Senior Regulatory Compliance Officer

We are currently representing a renowned Swiss asset management with over CHF 80 billion of AuM. Our client has over 240 years of experience in 9 countries across Europe, employing more than 650 employees. Our client encompass both liquid and real assets, providing access to diverse performance sources.

The Role

• Assist in executing the annual compliance plan.
• Enhance the role of Compliance as part of the second line of defence.
• Oversee the implementation of compliance standards by the first line of defence.
• Maintain and update relevant Compliance registers, logs, and communication channels.
• Identify and propose improvements for the first and second lines of defence by researching best practices and ongoing development projects.
• Ensure a strong control environment to maintain ongoing compliance with regulatory standards.
• Provide operational support and conduct refresher training on compliance-related topics and processes as needed.
• Aid the Compliance Senior Manager with mandatory regulatory reporting.
• Perform additional Compliance duties as assigned by the direct superior.

The Candidate

• At least 5 years of experience in regulatory compliance.
• Relevant experience within an asset management company.
• Sound knowledge of AIF and UCITS funds.
• Fluency in French and English, other European languages will be a plus.
• Excellent analytical and synthesis abilities, along with independence and teamwork skills.
• University degree (or equivalent qualification) and ideally with the relevant Compliance or legal qualification.