COO - Wealth Management Ops - Regulatory Operations Operator - Associate

  • Competitive
  • Singapour, Singapore
  • CDI, Plein-temps
  • Deutsche Bank APAC
  • 22 janv. 18 2018-01-22

COO - Wealth Management Ops - Regulatory Operations Operator - Associate



Operations
Our Operations group provides support for all of Deutsche Bank's businesses to enable them to deliver operational transactions and processes to clients. Our people work in established global financial centres such as London, New York, Frankfurt and Singapore, as well as specialist development and operations centres in locations including Bucharest, Moscow, Pune, Dublin and Cary. We move over EUR 1.6 trillion across the Bank's platforms, support thousands of trading desks and enable millions of banking transactions, share trades and emails every day.

Our goal is to deliver world-class client service at exceptional value to internal partners and clients. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimised and that the client experience is positive. We are proud of the professionalism of our people, and the service they deliver. In return, we offer career development opportunities to foster skills and talent.
We work across a wide range of product groups, including derivatives, securities, global finance and foreign exchange, cash and trade loans and trust and securities services as well as cross-product functions.

Position Overview

Key Accountabilities

  • Conduct review all regulatory reporting requirements to ensure compliance with regulation in each jurisdictions
  • Ensure that all new regulations and changes to existing regulations are identified and properly assessed for their impact to the bank.
  • Provide assurance that effective processes and controls are in place to manage and perform the Regulatory Reporting tasks.
  • Work collaboratively with team members, regulatory leads within Business Units, other colleagues involved in regulatory policy and external contacts to drive policy conclusions and implementation and ensure consistency of regulatory policy approach.
  • Liaising closely and working collaboratively with counterparts in other regions to ensure consistency and harmonization of approval on global issues.
  • Escalate issues / red flags identified, which may result in late or incorrect regulatory submission to senior management for resolution and remediation
  • Participate in methodology reviews and implementation of any methodological changes
  • Participate in system enhancement IT and support process improvement projects

Experience/Exposure:
  • Minimum with 5 - 7 years operations experience with in a banking / financial sector, preferably familiar with the regulatory reporting.
  • Good understanding of HKMA / MAS / SFC requirements
  • Good analytical skills, flexible regarding production problem solving
  • Excellent communication skills, fluent in English and local language (written/verbal) as appropriate
  • Ability to work in virtual teams and in a matrix organizations
  • Ability to work within tight deadlines and to prioritize.
  • Excellent team worker, able to work in virtual global teams and a matrix organization
  • Open minded, able to share information, transfer knowledge and expertise to team members
  • A broad knowledge of Private Banking, capital market and global securities industry rules.
  • An independent and proactive worker with good communication skills.
  • High attention to details and good time management skills are essential


Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.