Compliance Manager, Leading Investment Group
- Singapour, Singapore
- CDI, Plein-temps
- Profile Search & Selection Singapore , Numéro de Licence EA : 16S8069
- 17 nov. 17 2017-11-17
Broad spectrum compliance role with a leading investment group.
Reporting to the Head of Compliance Singapore you will be responsible for the following:
- Regulatory compliance
- Compliance Monitoring and Surveillance
- Conducting Compliance reviews
- Managing the MAS licensing and SGX registration process for new front office staff;
You should have at least 5- 7 years of relevant experience in financial services regulatory compliance in a bank, big 4 audit firm, regulator or an exchange. You will join a close knit team and be given exposure to a wide variety of products and businesses. Depending on the level of experience of the incumbent, you may be given an opportunity to mentor/manage a junior member in the team.
Singapore Employment Agency Licence No: 16S8069