VP- Compliance

  • 168K
  • Singapour, Singapore
  • CDI, Plein-temps
  • Intelligence, a division with Capita Pte Ltd. , Numéro de Licence EA : 08C2893
  • 20 oct. 17 2017-10-20

Our client is Japanese bank and currently they are seeking for Vice President ( VP) to join their Compliance team


  •  Providing   compliance  advice  to  the  Branch on  Singapore  laws  and  regulation
  • Assist the Branch manage its statutory compliance risks effectively in   line with Singapore laws regulations and best practices.
  • To  oversee  and  advise  on  Branch  ‘s  risk management framework of   controls  for compliance with Singapore laws and regulations, including its personal data protection risk management policies;  FATCA  (  Foreign  Accounts Tax Compliance Act) related  policies; securities and insider trading policies; anti-money laundering anti-terrorism financing policies;.
  • Conduct periodic compliance reviews in accordance with the MAS Risk Management Guidelines “Internal Controls” Section  2.7   to  monitor  that the Branch operates in compliance with   Singapore laws and regulations, and address shortcomings.
  • Familiarity  with  loan documentation to facilitate the performance of Customer  Due  Diligence  counterchecks of Branch counterparties as the  second  line  of defence to assure due compliance with Singapore  laws,  regulations and good practices.
  • Revise the compliance manuals of Legal &Compliance Department in accordance with   Singapore law.
  • To organize and conduct compliance training to Branch employees as necessary.
  • Perform regular on-line checks for updates to legislation, MAS notices and  Sanctions lists on prohibited persons and daily checks for ABS  and MAS circulars.


  • Degree holder in any discipline with relevant working experiences ( 10- 15 years) in  the Compliance function, 
  • Experiences working in banking industry would be a plus point
  • Excellent communication and interepersonal skill, leadership skill 


For interested parties, please send resume to jenny@inteasia.com


Capita Pte Ltd | EA Licence No 08C2893
Jenny Dao Thu Trang | EA Registration No : R1221149