• Competitive
  • Singapour, Singapore
  • CDI, Plein-temps
  • Space Executive Pte Ltd
  • 15 nov. 17

The incumbent will be responsible for the following:

- As an independent second line risk control function, execute the relevant aspects of the Compliance framework through robust independent risk control and the provision of specialist advice and constructive challenge in a manner proportionate to the nature, scale and complexity of the Group’s business.
- Proactively support and challenge the Group’s businesses and functions to exhibit appropriate conduct, comply with regulatory and compliance requirements
- Evaluate the effectiveness of the Group’s compliance efforts.
- Maintain constructive and effective relationships with Business Heads / Business Chief Operating Officers (“COOs”), Senior Bankers and assist relevant Compliance heads to interface with and support all key business stakeholders.
- Provide advice to the business on transactions, new products and new businesses
- Develop, update and maintain compliance policies and procedures and manuals to ensure the continuing compliance with applicable rules and regulations.
- Stay apprised of regulatory reforms and developments, including conducting impact analyses on capital markets and research businesses and implementation, thereof
- Implement appropriate compliance infrastructure and controls
- Take appropriate action and reporting to accordance with internal procedures on the occurrence of a breach of laws or regulations.
- Supervision of training requirements, monitoring, marketing activities, licensing and desk reviews
- Develop and present training programmes on regulatory and compliance matters to business
- Interface with global product segment heads for standardization, reporting and efficiency