Associate, Regulatory Services

  • Competitive
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Healy Hunt Ventures Ltd
  • 14 nov. 17 2017-11-14

One of the most successful investment banks in the City is looking to bring onboard two regulatory specialist to support the business's continued compliance with current regulatory standards.

These are growth roles, to sit within the regulatory team and bring in-depth knowledge and ability to execute the required activities required to ensure adherence to regulatory and bank policies. 

You would be accountable for the execution of day-to-day Regulatory activities related to Post Trade, Transaction and best execution reporting in support of MiFID 2 reporting requirements in a timely, accurate and efficient basis.

You must have at least 5 years FS experience, and regulatory knowledge experience (EMIR, MiFID, Dodd Frank etc) with strong knowledge of Financial Products including: Fixed Income, Equity, Credit, Commodities and Derivative Financial Products

This is an Associate level role