Compliance Manager

  • Salaire : GBP60000.00 - GBP80000 per annum
  • Lieu de travail : Londres, Angleterre, Royaume-Uni
  • Type de contrat : Plein-temps
  • Entreprise : JCW Search

Currently recruiting on behalf of a leading Asset Management firm for an experienced Compliance Manager with good knowledge of CASS, to join their business at manager grade. This is a great opportunity tojoin a global firm where the candidate will get a large amount of responsibility and experience.

Key Responsibilities;

  • Advising on relevant policies and procedures.
  • Working with the relevant business group to ensure matters arising on the regulatory timetable are actioned.
  • Producing reports for senior management on Compliance advisory activities.
  • Conducting new staff Compliance inductions and other regulatory training.
  • Handling routine business as usual Compliance queries from the business.
  • Assisting the planning, preparation and communication in respect of regulatory visits and periodic requests.
  • Conducting internal inquiries and investigations as necessary.
  • Advising the Compliance Monitoring team in respect of matters relevant to the oversight of a particular European business group.
  • Participating in special projects and assisting with any other matters as directed by the European Compliance management team.

Key Experience;

  • 3-5 years compliance experience
  • Asset management or investment platform experience (UCITS Funds & ETFs)
  • CASS experience
  • Ideally, ISA, SIPP or outsource oversight operational support experience
  • Preference would be from a larger asset management for platform firm, but not essential
  • Good relationship management skills, and ability to work collaboratively
  • Risk Management, Regulatory Compliance & Audit Recruitment
  • Visit us at our website
Londres, Angleterre, Royaume-Uni Londres Angleterre GB