Compliance Monitoring & Testing, Private Bank, AVP

Top tier bank seeks compliance professional for its UK private bank to focus upon monitoring and testing.

Top tier banking institution seeks a compliance professional for its UK private banking division, to focus upon monitoring and testing. The successful candidate will be joining a small specialist team to fulfil a varied role, conducting thematic reviews including its planning and scope. As a result the incumbent will prepare executive level governance reports,whilst supporting the business on a range of compliance projects and initiatives. Candidates are sought with monitoring experience gained in a wealth management / private banking context,with solid understanding of FCA regulation. Candidates from an internal audit and/or assurance background will also be considered if the focus of their remit extends to conduct and operational matters, not merely financial, and have audited a wealth management operation. This is a rare opportunity to join a small team,whilst enjoying the benefits of working for a major prestigious bank.

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