E-Trading Compliance Advisory

Londres, Angleterre, Royaume-Uni

I am currently recruiting a (Cross Asset) Electronic Trading Compliance Advisory Officer for a well-respected Investment Bank based in London.  Reporting directly into the E-Trading Compliance Director this is an excellent opportunity to further your career in a dynamic and very collegiate environment.

 

Key responsibilities;

  • Provide clear and consistent technical advice and guidance to the business in regards to electronic trading.

 

  • Keep on top of front office related regulatory change with regular updates to the business and formation of new policy.

 

  • Provide training to the business

 

  • Compliance related controls management

 

  • Act as SME for new regulatory change implementation (MAR, MiFID II)

 

  • Face off to and work in conjunction with the front office and senior management.

 

  • To assist in the development and upskill of junior team members.

 

 

Key skills;

  • FCA regulatory knowledge from a top tier banking organisation or HFT.

 

  • Product knowledge across 1 or more of; equities, FI, FX

 

  • Experience with compliance technology would be a huge value add.

 

  • Strong written and analytical skills.

 

  • Proactive, self-supportive and motivated in the development of a positive compliance culture.

 

  • Strong communication skills and able to present to senior management.