E-Trading Compliance Advisory

Londres, Angleterre, Royaume-Uni

I am currently recruiting a (Cross Asset) Electronic Trading Compliance Advisory Officer for a well-respected Investment Bank based in London.  Reporting directly into the E-Trading Compliance Director this is an excellent opportunity to further your career in a dynamic and very collegiate environment.


Key responsibilities;

  • Provide clear and consistent technical advice and guidance to the business in regards to electronic trading.


  • Keep on top of front office related regulatory change with regular updates to the business and formation of new policy.


  • Provide training to the business


  • Compliance related controls management


  • Act as SME for new regulatory change implementation (MAR, MiFID II)


  • Face off to and work in conjunction with the front office and senior management.


  • To assist in the development and upskill of junior team members.



Key skills;

  • FCA regulatory knowledge from a top tier banking organisation or HFT.


  • Product knowledge across 1 or more of; equities, FI, FX


  • Experience with compliance technology would be a huge value add.


  • Strong written and analytical skills.


  • Proactive, self-supportive and motivated in the development of a positive compliance culture.


  • Strong communication skills and able to present to senior management.