Financial Crime/AML Compliance Officer

  • Highly Competitive
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • LMA
  • 14 nov. 17 2017-11-14

My client is a mid-sized securities business This is senior newly created role at the firm's City headquarters

 

  • Act as subject matter expert for staff and management in all AML/KYC issues
  • Implement and maintain AML policies and procedures, including fraud, anti-bribery and corruption
  • Develop AML training resources, guidance material and controls
  • Review and update Sanctions (UK, EU, US, UN) related governance
  • Investigate potential sanctions breaches and perform event driven reviews
  • Conduct risk based AML monitoring
  • Assist MLRO in the preparation of the annual report
  • Appropriate MI
  • Assist in investigations of internal suspicious breaches reporting of SAR as relevant
  • Supervise KYC analyst.