Front Office Controls / Audit / Product Control / Valuation Control– Tier 1 IB

  • Salaire :£50000 - £110,000
  • Lieu de travail :Londres, Angleterre, Royaume-Uni
  • Type de contrat :CDI, Plein-temps
  • Entreprise :Alexander Ash Consulting
  • Mise à jour le :11 déc. 17

My client, a Tier 1 Investment Bank, is looking for a number of Controls specialist to join on a permanent basis. You will provide independent, valued and timely assurance to supervisors and Senior Management over the effectiveness of governance, risk management and controls. The successful candidate will have come from either an Audit, Valuation Control or Product Control background.

Front Office Controls / Audit / Product Control / Valuation Control– Tier 1 IB

 

My client, a Tier 1 Investment Bank, is looking for a number of controls specialists to join on a permanent basis. You will provide independent, valued and timely assurance to supervisors and Senior Management over the effectiveness of governance, risk management and controls. The successful candidate will have come from either an Audit, Valuation Control or Product Control background.

 

Key responsibilities:

  • Undertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness.
  • Develop strong and productive working relationships with senior Front Office management to ensure they understand their risks and have controls and processes in place to manage those risks.
  • Challenge the completion of operational risk and control self assessments.
  • Review how issues identified are resolved and whether actions taken are suitable and sustainably implemented
  • Work with the Front Office Supervisor team in providing opinions and views on the status of controls in the various asset classes across the front office.

 

Key requirements:

  • Have a strong understanding of Markets (trade products) and Investment Banking products within a top tier financial institution.
  • Background in either Audit, Product Control or Valuation Control
  • An excellent understanding of modern governance, risk and control assessment techniques.
  • Extensive experience in a front office supervisor role, internal audit, operational risk management or related disciplines, in the financial services industry.
  • Strong networking & senior stakeholder management skills and able to negotiate and influence effectively.