Global Market Operations Risk & Control, AVP

  • Negotiable
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Charles Levick
  • 17 nov. 17 2017-11-17

Tier 1 Investment Bank is looking for an Operational Risk & Control AVP or high-level Analyst to join the team. Successful candidates must have solid Operational Risk expertise within an Investment Banking environment.

Role Purpose

  • Challenge control environment in relation to payment controls and Transaction Operations controls operated across Global Market Operations
  • Liaise with line teams to ensure strategic deliveries consider a risk and control lens as part of delivery
  • Track Global Market Operations adherence to policy and track key risk measures for Transaction Operations and Payments submission to group risk
  • Manage papers for Transaction Operations and Payments submission to group risk
  • Complete Lessons Learnt exercises on high value/impact risk events
  • Update risk libraries to ensure golden source of controls is maintained & articulate risk effectiveness of controls
  • Management of Incidents to include line challenge to ensure issues identified and appropriate actions raised
  • Co-ordination of operations data at weekly risk meetings
  • Definition, analysis and reporting of KPI (Key Performance Indicators) including presentation to management
  • Ensure timely escalation of significant risk issues
  • Lead projects to strengthen the control environment
  • Liaise with internal and external audit teams on testing of controls and SOX requirements

Key Accountabilities

  • Key contact point for Group /Operational risk on Payment/Transaction operations
  • Produce monthly papers for Group /Operational risk papers covering Payment/Transaction operations
  • Lead lessons learnt reviews on high impacting incidents with line directors and ORM
  • Working with senior management and line leads to ensure appropriateness of actions and track timeliness of remediation plans
  • To work with the IBMO team globally to facilitate the successful completion of the Risk and Control Self Assessments ("RCSA's") and to ensure suitable Actions Plans are established to bridge any highlighted control gaps.
  • Drive consistent best practice across business areas and regions to ensure consistent reporting on key metrics and risk and control initiatives
  • Highlight anomalies and produce root cause analysis
  • Review of MIS to highlight gaps, offer solutions and prioritize risk levels
  • Perform independent validation of risk and controls
  • Evaluate operational processes for risk exposure, identification of control weaknesses and implementation of new processes

Person Specification

  • Strong knowledge of risk and control framework within the IB
  • Good/working knowledge of the Investment bank operations department
  • Intermediate MS Excel skills w/ understanding of databases
  • Intermediate MS PowerPoint skills with strong written and oral communication skills
  • Strong analytical skills
  • Demonstrated problem solving skills and research abilities
  • Ability to function proactively with minimal supervision
  • Knowledge of transaction lifecycle
  • Solid understanding of financial concepts
  • Bachelors Degree or equivalent
  • 3+ years of experience in the Investment banking industry or other business-related institution
  • 3+ years prior experience within an area focused on improving the controls framework