Head of Compliance

  • Negotiable
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Page Executive
  • 15 déc. 17 2017-12-15

This is a Head of role for a start up compliance consultancy focusing on buy side clients. This role will be a strategic position to help grow the firm and get involved with compliance work for clients.

A small but growing compliance consultancy.


Subject Matter knowledge - The role will require an in-depth knowledge and understanding of theFCA handbook, regulatory transactions,as well as the current and up-coming regulations and directives applicable to the clients that the consultancy will work with.

Financial awareness - understands the principles of managing financial assets and can track and maintain awareness of client engagements and monitor profitability

Relationship management - able to develop and maintain strong relationships with clients and intermediaries.As well as help grow a team of consultants.

Commercial awareness - has a broad knowledge of the buy side compliance market and understands the business objective and growth intentions


  • Proven track record within compliance gained within Compliance consultancy (preferably)
  • Ability to implement solutions to address the regulatory requirements of the client
  • Sound knowledge of the FCA handbook, ESMA and SEC experience would be beneficial
  • Experience of monitoring and the ability to develop compliance monitoring programmes and techniques.
  • Strong client facing ability.
  • Excellent oral and written communication skills.
  • Ability to proactively manage your own time and manage others
  • Natural leadership and mentoring abilities

Job Offer