Head of Compliance - Exclusive

  • .£110,000
  • Londres, Angleterre, Royaume-Uni
  • CDI, Plein-temps
  • Non-disclosed
  • 20 nov. 17 2017-11-20

The firm is an investment manager advisor , and distributor of financial products. It has a close-knit and collegiate central London office and is supported by a global financial services organisation

The position will report into the Chief Administrative Officer and will assume responsibility for all regulatory aspects of the firm's business 

Key Responsibilties 

* Develop an effective compliance monitoring programme 

*Project manage MiFiD2 , SMR , GDPR 

*Interpret and implement regulatory change and developments 

*Ensure that the highest possible regulary standards are met 

*Developing an excellent compliance culture 

*Managing a small team 



*Prior expereince of undertaking the CF10 function or a strong relevant background with a willingness to step-up to a more senior role of CF10/11 

*Asset management experience preferred but not essential. Experience from consulting firms would also be considered 

Please apply online