Head of Compliance CF10 / CF11

  • Salaire : GBP100000.00 - GBP120000.00 per annum
  • Lieu de travail : Londres, Angleterre, Royaume-Uni
  • Type de contrat : Plein-temps
  • Entreprise : JCW Search

Looking for an experienced Head of Compliance, CF10 CF11, to join a prime brokerage firm in the West End of London.

Role

  • Develop global compliance strategy and policies
  • Oversee and manage the Compliance team including recruitment and staff training
  • Advising Directors and senior management on any issues
  • Keeping on top of company's regulations compliance and reporting framework
  • Implement and oversee compliance monitoring function
  • Investigation of any potential risks related to compliance
  • Work with other control functions including Head of Legal, COO, and Head of Risk to build governance and control frameworks

Requirements

  • Degree Educated
  • 10+ years' experience in Compliance leadership role with an FCA regulated firm, CF10 or CF11 within Financial Services (ideally at a brokerage, investment bank, wealth management, or hedge fund)
  • Experience of Prime Brokerage, Structured Products, or Wealth Management preferable
  • Excellent written and verbal communication skills
  • Experience of managing and developing a department/team

Type: Permanent, full time

Location: London, W1

Salary: £100-120k

  • Risk Management, Regulatory Compliance & Audit Recruitment
  • Visit us at our website www.jcwresourcing.com