Head of Regulatory Compliance

  • Salaire : GBP130000 - GBP150000 per annum
  • Lieu de travail : Londres, Angleterre, Royaume-Uni
  • Type de contrat : Plein-temps
  • Entreprise : JCW Search

Currently recruiting on behalf of a Global Private Bank based in London for a Head of Regulatory Compliance. This is a great opportunity for an experienced professional to be involved in a strategic risk oversight role with high level exposure. The Bank are looking to move quite quickly on this with interview to be set up in the coming weeks.

Currently recruiting on behalf of a Global Private Bank based in London for a Head of Regulatory Compliance. This is a great opportunity for an experienced professional to be involved in a strategic risk oversight role with high level exposure. The Bank are looking to move quite quickly on this with interview to be set up in the coming weeks.

Responsibilities;

  • Responsible for ensuring that the business, including all branches and subsidiaries, are operating at all times in a manner consistent with all applicable regulations, both internal and external;
  • Liaison for all regulatory matters within the business
  • Responsible for the UK implementation of Compliance policies including providing training and guidance;
  • Jointly accountable with Head of HR for the Whistleblowing policy and its implementation in the UK;
  • Functional reporting of all Regulatory Compliance officers within the business
  • Responsible for ensuring Regulatory Compliance, including investment suitability and other conduct matters, in the running and development of the business;
  • Keeping staff up to date, ensuring adequate Compliance training for all staff;
  • Responsible for providing independent advisory support and oversight to ensure the business (and its UK subsidiaries) establishes and maintains effective systems and controls for Compliance with applicable regulatory requirements and standards under the regulatory system (primarily FCA);
  • To support implementation of the strategic operational objectives for compliance in the relevant sites;

  • Risk Management, Regulatory Compliance & Audit Recruitment
  • Visit us at our website www.jcwresourcing.com