About the job Client Services Associate




Regional bank in Miami is seeking a licensed CSA for their newly revamped brokerage business.




Must have Series 7 additional licenses are a plus.



The role focuses on delivering excellent client service by handling administrative tasks, account management, trade execution, documentation, and communication. The CSA works closely with Financial Advisors to ensure a seamless client experience within the wealth management framework.




Key Responsibilities:




Account Management: Opening accounts, transferring assets, managing documentation, and maintaining client records.




Trade Execution: Processing stock, bond, and option trades with accuracy.




Client Communication: Handling inquiries, addressing concerns, and providing updates.




Client Reporting: Preparing account statements and performance reports.


Compliance Support: Ensuring adherence to regulations and internal policies.


Meeting Preparation: Assisting Advisors with data gathering and presentations.


Relationship Building: Providing proactive, personalized service.




Skills & Qualifications: Strong customer service and relationship-building skills

Knowledge of financial markets and investment products

Proficiency in financial software and CRM systems

Excellent communication and attention to detail

Ability to work accurately under pressure